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Stress correlates with specific neurophysiological patterns. The changes in neurotransmitters and other messenger substances explain behavioral changes caused by stress.
Our hypothesis is that ADHD causes a disorder of the stress regulatory systems in which the stress systems are persistently activated (ADHD-HI, ADHD-C) or overreact (ADHD-I) in the absence of an adequate stressor. At the very least, ADHD mediates its symptoms in the same or a very similar way as chronic stress, namely through decreased dopamine and norepinephrine.
We consider almost all ADHD symptoms to be functional stress symptoms, i.e., regular consequences of activation of the stress systems as they were useful for survival in a life-threatening situation (in the last millions of years).
If our hypothesis that ADHD causes a sustained activation of the stress systems is correct, the same neurophysiological changes in the brain should be found in the literature on (severe) stress responses as on ADHD symptoms. To verify this, in this paper we collect the neurophysiological correlates of stress as they emerge from the relevant scientific literature on stress.
As a result, we can conclude that the neurophysiological correlates of ADHD are impressively similar to the neurophysiological correlates of chronic stress, especially chronic social stress in adolescence
In contrast, acute short-term stress has divergent neurophysiological patterns.
Basically, a distinction must be made between the consequences of acute and chronic stress. While acute stress increases dopamine and norepinephrine levels in the PFC, chronic stress decreases dopamine levels in the PFC. Increases as well as decreases in dopamine and noradrenaline levels impair working memory.
Early childhood stress can decrease or increase dopamine in the PFC.3
Stress impairs processes of the PFC that support goal-directed behavior, but arguably not processes of the oPFC4 such as reversal learning.
While in the non-stress state the PFC can control its own norepinephrine and dopamine levels to function optimally, during acute stress the amygdala via the hypothalamus and midbrain (mesencephalon, part of the brainstem) raise dopamine5 and norepinephrine levels to such an extent that PFC function is impaired.267
Acute stress increases dopamine output from the ventral tegmentum, which increases dopamine levels in the PFC, basolateral amygdala, and nucleus accumbens. The mPFC inhibits the nucleus accumbens, whereas the amygdala inhibits the PFC and activates the nucleus accumbens. If the inhibitory effect of the PFC on the nucleus accumbens is lost due to excessively high dopamine levels, severe stress symptoms occur.8
If (e.g., during acute stress) D1 receptors are activated too strongly, this increases cAMP, which inhibits the overall task-directed firing of neurons in all directions of the PFC network and impairs working memory.8 This can be prevented by appropriate administration of D1 antagonists,9cAMP inhibitors, or PKA inhibitors10 in the PFC. Dopamine and norepinephrine receptors are closely associated with the cAMP-PKA pathway.11
High doses of D1/D5 antagonists or D1/D5 agonists equally impair working memory; mild doses improve working memory.12
According to one account, the dopamine level between the PFC and the striatum is rigidly inversely proportional to each other: a high dopamine level in the PFC correlates with a low dopamine level in the striatum and vice versa.1314 According to another account, a lack of dopamine in the right mPFC leads to a likewise reduced dopamine level in the nucleus accumbens of the striatum.15 This model may better explain ADHD associated with decreased dopamine levels in the PFC and striatum.
Stress changes the brain’s response patterns from slow, reasoned control by the PFC to reflexive and rapid emotional control by the amygdala and related subcortical structures.2
Acute, uncontrollable stress impairs PFC-mediated cognitive functions in humans and animals and shifts behavioral and emotional control to more primitive posterior brain circuits.2
Glucocorticoid and dopamine receptors interact in relation to stress in the PFC. During stress, glucocorticoids are released by the HPA axis, which cross the blood-brain barrier and address glucocorticoid receptors throughout the brain.16
Glucocorticoids given directly into the PFC increase dopamine levels in the PFC and enhance stress-induced impairments in executive functions of the PFC. Conversely, glucocorticoid antagonists given into the PFC decrease stress-induced dopamine levels in the PFC.17 Similarly, activation of the HPA axis stimulates the ventral tegmentum, which like the PFC has many glucocorticoid receptors, and correlates with an increase in dopamine in the PFC.18 Because glucocorticoid administration to the ventral tegmentum does not increase dopamine levels in the PFC during stress, it does not appear to be directly controlled by the ventral tegmentum.
High levels of cortisol in the blood also impair working memory, but not declarative memory.19
The glucocorticoid corticosterone blocks the glial cell-based dopaminergic OTC2 transporters in the PFC, which remove dopamine from the synaptic cleft. As a result, corticosterone increases extracellular dopamine levels.2021
As a result, glucocorticoids released by stress in the PFC may cause overstimulation of D1 receptors, thereby contributing to PFC shutdown.
Insofar as, as we hypothesize, the cortisol stress response is often exaggerated in ADHD-I (without hyperactivity) and the cortisol stress response tends to be flattened in ADHD-HI (with hyperactivity), this should result in working memory problems being somewhat less severe in ADHD-HI.
Since tonic dopamine levels in the PFC are reduced in ADHD due to chronic stress, a stronger cortisol stress response that increases dopamine levels should, in aggregate, result in a lesser dopamine reduction in the PFC. Put another way, the exaggerated phasic dopamine and norepinephrine stress response might compensate a little for the tonic dopamine and norepinephrine deficit-but the timing must be taken into account, since the cortisol stress response occurs about 20 minutes after the stressor. As a result, ADHD-I would be expected to show slightly less impairment in executive functions than ADHD-HI.
At least this is consistent with the results of our online test. Out of about 1400 participants, those who reported having ADHD-I had slightly lower symptom severity overall than those who reported being from ADHD-HI/ADHD-C. ADHD-HI consistently had more severe symptoms than ADHD-I in all symptom domains, i.e., even outside of hyperactive/impulsive symptomatology. In particular, ADHD-HI sufferers also reported thinking blocks and decision-making difficulties more frequently or more severely than ADHD-I sufferers.
1.1.2.1. Dopamine reduction due to chronic stress¶
1.1.2.1.1. Dopamine reduction in the PFC due to chronic stress¶
Chronic stress over 4 weeks caused decreased dopamine levels in the PFC in rats, which impaired working memory.22
The changes triggered by 4 weeks of chronic stress (depressive behavior, a negative feedback resistance in the dexamethasone suppression test, decrease in extracellular dopamine in the PFC) remained 3 months later.23 Only the decrease in extracellular serotonin in the PFC had regressed by then
Several other studies confirm that chronic stress reduces dopamine levels in the PFC. Chronic stress in adolescence reduces dopamine levels in the PFC not only in adolescence but also throughout adulthood.24
Chronic stress increased norepinephrine transporters in the PFC, whereas norepinephrine levels remained unchanged.25
Noradrenaline transporters primarily reabsorb dopamine in the PFC. Increased noradrenaline transporters thus cause decreased dopamine levels.26
Stress during birth appears to decrease basal dopamine levels in the PFC while increasing them in the nucleus accumbens as well as in the striatum,27 for example, oxygen deprivation during birth.2829
Prenatal stress may laterally affect dopamine levels in the PFC.30 In ADHD, the basal dopamine level is decreased in the right hemisphere of the PFC, whereas in the aforementioned experiment it was increased right hemispherically in the PFC.
When rat mothers were administered glucocorticoids in the last trimester of pregnancy, the offspring showed decreased dopamine levels in the nucleus accumbens and other mesolimbic structures, an altered ratio of dopamine D1 to D2 receptors, and an addictive tendency.3 Another study also found an addictive tendency after prenatal stress.31
Repetitive social stress in youth comparable to bullying caused decreased dopamine levels in the PFC in adult rodents through increased D2 reuptake and increased dopamine degradation.32 Social stress in youth increased the activity of DAT, which degrades dopamine.33 Repeated social stress in youth decreased D2 receptors in adulthood,34 whereas social isolation in youth increased D2 receptors in adulthood.35 Repeated social stress over 5 days in juvenile rodents decreased dopamine levels in adult mPFC3637 and increased norepinephrine and serotonin levels in the ventral dentate gyrus and decreased norepinephrine levels in the dorsal raphe nuclei.36
The reduction in mPFC dopamine levels in adulthood may also be caused by repeated pharmacological activation of D2 autoreceptors in the mPFC during the same juvenile period.37
Chronic defense stress in mice revealed two differently sensitive groups. Increased expression of D2S, D2L, and D2R receptor dimers in the PFC was observed in both groups. Significantly decreased D2S receptor mRNA expression was seen in the amygdala.38
1.1.2.1.2. Dopamine reduction in the striatum due to chronic stress¶
Prolonged (one-time) stress, as used to provoke PTSD in rodents, decreased dopamine levels and D2 receptors in the striatum and increased DAT in the striatum. D1 receptors in the striatum remained unchanged.39 It further decreased dopamine in the infralimbic cortex.40
1.1.2.1.3. Reduction of dopaminergic cells in substantia nigra by chronic stress¶
Chronic movement impairment (restraint) of rodents (8 of 24 hours on 5 of 7 days) caused a loss of dopaminergic cells in the substantia nigra of up to 61% after 16 weeks, increasing with duration. Similarly, noradrenergic cells in the locus coeruleus were reduced. At the same time, there was a marked increase in activation of microglia and an increase in nitrotyrosine in the substantia nigra and locus coeruleus. This suggests oxidative stress, which could trigger the decrease in dopaminergic and noradrenergic cells.41
1.1.2.2.1. Reduction of noradrenergic cells in the nucleus coeruleus due to chronic stress¶
Chronic movement impairment (restraints) of rodents (8 of 24 hours on 5 of 7 days) reduced noradrenergic cells in the locus coeruleus, as did a loss of dopaminergic cells in the substantia nigra that increased with duration.41
A unique long-lasting stressor, as used to induce PTSD, induced in rat noradrenergic cells of the locus coeruleus42
Lower spontaneous activity but higher evoked responses, resulting in an increased signal-to-noise ratio of locus coeruleus neurons
Impaired recovery after stimulation inhibition.
An excessive tyrosine hydroxylase mRNA expression in the locus coeruleus
A comprehensive study of several types of stress as one-time or prolonged stressors found in rats:43
One-time stressors had a different effect depending on the stressor
Immobilization stress
Increased tyrosine hydroxylase mRNA expression
In brainstem A1, A2, A5 and locus coeruleus
Unmodified NET mRNAs and VMAT2 mRNAs
Glycolysis inhibition by 2-deoxy-D-glucose
Increased tyrosine hydroxylase mRNA expression
In brainstem A1, A2, A5 and locus coeruleus
Unmodified NET mRNAs and VMAT2 mRNAs
Cold
Increased tyrosine hydroxylase mRNA expression
In brainstem A2 and locus coeruleus
Unmodified NET mRNAs and VMAT2 mRNAs
Insulin
Unchanged tyrosine hydroxylase mRNA expression
Unmodified NET mRNAs and VMAT2 mRNAs
Chronic stress had a different effect depending on the stressor
Immobilization stress, 2 hours daily for 41 days
Increased tyrosine hydroxylase mRNA expression
Same increase as from one-time immobilization
In brainstem A1, A2, A5 and
Increase lower than due to one-time immobilization
In locus coeruleus
Further enhancement of increased tyrosine hydroxylase mRNA expression by single cold stress or 2-deoxy-D-glucose
Only in locus coeruleus
No change due to new one-time immobilization
Increased NET mRNAs and VMAT2 mRNAs
Only in brainstem A1- and A2
Glycolysis inhibition by 2-deoxy-D-glucose
Increased tyrosine hydroxylase mRNA expression
In brainstem A1, A2, A5 and locus coeruleus
Cold
Increased tyrosine hydroxylase mRNA expression
Only in brainstem A2 and lucus coeruleus
Insulin
No increased tyrosine hydroxylase mRNA expression
1.1.2.2.2. Altered phosphorylation and oxidative stress¶
Chronic stress (electric foot shocks) in mice
Decreased the phosphorylation of Extracellular-signal Regulated Kinase (ERK1 / 2) and
Decreased the phosphorylation of cyclic AMP-responsive element binding protein (CREB-1),
Increased the phosphorylation of the N-methyl-d-aspartate (NMDA) receptor (type 1) in the hippocampus
These effects were prevented by administration of (-)-sesamin (a polyphenol found in sesame oil, among others) prior to stress.44
Mild acute stress exposure does not impair, and may even enhance, memory consolidation by the hippocampus and amygdala. The vmPFC regulates fear responses mediated by the amygdala845
In contrast, more severe acute stressors impair hippocampal functions but continue to strengthen amygdala and striatum emotional motor functions.
Mild stress, such as when the mother returns after brief separation, promotes stress processing in adulthood and reduces impulsivity and basal HPA axis stress hormones in the blood.46. Baby rats that were repeatedly removed from their mothers for only a short period of time, or taken in hand, showed a lower HPA axis response to stress in adulthood by increasing glucocorticoid receptor (GR) expression in the PFC and hippocampus. GR are the receptors through which cortisol (corticosterone in rodents) shuts down the HPA axis at the end of the stress response. In contrast, during prolonged maternal withdrawal, endotoxin administration, or trauma inducing severe or chronic stress, HPA axis sensitivity was increased in adulthood47 and GR expression was decreased in the dlPFC (and, to a much lesser extent, in the ventrolateral PFC).48 The mineralocorticoid receptors (MR) (which have a much higher affinity for corticosteroids and control the diurnal cycle) remained unchanged, which worsened the MR to GR ratio. If stress occurred only in adulthood, the expression of GR in CA1 of the hippocampus and of MR in the ventrolateral PFC decreased instead.
Chronic mild stress is associated by the preponderant literature with depressive response patterns linked to underactivity of the mesolimbic dopamine system and increased binding to cortical beta-adrenergic receptors. For a smaller group, an aberrant response to chronic mild stress is described, linked to increased activity of the mesolimbic dopamine system and decreased binding to cortical beta-adrenergic receptors.49 It would be interesting to know whether these are subtypes of melancholic depression and atypical depression.
Stress alters attentional control.2 Here, attentional regulation changes from top-down control by the PFC prioritizing relevance for goal attainment to stimulus-prioritized bottom-up control by sensory cortices. Attentional control thus switches from a volitional control by the PFC to an automatic response to stimuli by posterior brain regions.50
This corresponds quite closely to the change in attentional control in ADHD.
Stress impaired selective attention in an animal experiment only when it was uncontrollable.2
Stress impairs attentional control and connectivity within a frontoparietal network that mediates attentional switching (task switching).51
Task changes are controlled by the mPFC.52
Stress impairs task switching, which correlates with a decrease in apical dendritic spines in mPFC.53
In ADHD, attentional control is altered in precisely this specific way: in ADHD, neither attention itself nor the directability of attention per se is impaired; rather, attentional control is subject to its own specific pattern: task switching is impeded, distraction is facilitated. Attention is increasingly subject to intrinsic control.
Stress impairs working memory in the dlPFC2 and increases conditioning for negative but not positive stimuli54 and default mode network activity.55
The working memory
Working memory is tested by tests in which information received must be retained during a delay in order to make a decision after the delay has ended. Monkeys are asked to remember the position of a briefly presented stimulus on a screen and then move their eyes to focus on that position. Rodents are asked to remember which arm of a T-shaped maze it visited previously and visit the opposite arm on the following trial. The tasks are repeated tens or hundreds of times, so that during the delay not only the “signal” (i.e., the correct choice) must be kept in memory, but also the “noise” (information from previous trials) must be suppressed
Certain neurons of the PFC are active only during this delay.56 Lesions of the PFC affect the accuracy of decisions only with respect to tasks that involve delay and the longer the delay, the more severely.57 Consequently, the PFC is not involved in the motor or motivational task parts. Working memory function requires moderate neurotransmitter levels in the PFC, which are altered by stress.18
1.2.2.1. Acute high stress deactivates working memory via norepinephrine¶
Working memory requires an intermediate level of norepinephrine for optimal function. Norepinephrine levels that are too low or too high impair working memory. This control occurs by means of different affinity norepinephrine receptors: the high-affinity α2-adrenergic receptors and the lower affinity α1- and β-adrenergic receptors.58596061626364 This control mechanism corresponds to the shutdown of the HPA axis after stress response by cortisol by means of the high-affinity mineralocorticoid receptors and the low-affinity glucocorticoid receptors.
The absence of norepinephrine thus calms the PFC and enables sleep. Norepinephrine in moderate doses activates working memory and increases cognitive performance. High levels of norepinephrine during stress impair working memory and thus cognitive flexibility. Stimulation of α1- and β-adrenergic receptors by very high levels of norepinephrine not only impairs (spatial) working memory but also increases the activity of posterior and subcortical functions that take over behavioral control instead of the PFC during stress.5865 α1-Receptor antagonists prevent the impairment of the PFC by stress.66 In practice, α1-adrenoceptor antagonists are useful in the treatment of PTSD.6768 Similarly, β-adrenoceptor antagonists prevent stress-induced impairment of the PFC,69 e.g., propanolol.70
Guanfacine, used as a third-line agent for ADHD after MPH and AMP, is an α2-adrenoceptor agonist. ⇒ Guanfacine in ADHD
1.2.2.2. Stress deactivates working memory via dopamine¶
Dopamine shows comparable effects on the PFC as noradrenaline. Acute stress induces very high levels of dopamine in the PFC. Both very high dopamine levels (via D1 receptors) and very low dopamine levels impair PFC function, especially (spatial) working memory.717273 The impairment of working memory by stress can be avoided by D1 antagonists.6
As with D1, moderate D2 receptor stimulation in the PFC strengthens working memory, whereas very strong D2 receptor stimulation in the PFC impairs working memory747576
The same effects of dopamine are already known from various COMT gene polymorphisms. COMT controls dopamine degradation in the PFC. Those COMT variants that degrade dopamine more slowly are associated with increased susceptibility to stress- or stimulation-induced impairments in working memory.77 See also ⇒COMT gene variant influences stress perception in a sex-specific manner
1.2.2.2.2. Chronic stress and dopamine in the PFC¶
Chronic stress decreases dopamine levels in the PFC.78
In contrast, the change in dopamine or norepinephrine levels to acute stress after preceding by 5-week chronic cold stress in rats did not change fundamentally. Prior chronic stress here only slightly reduced the dopamine elevation induced by acute stress, whereas the norepinephrine elevation to acute stress was almost doubled with prior chronic stress.79
1.2.3. Interaction of norepinephrine and dopamine in the stress response¶
Dopamine and norepinephrine complement each other in mediating stress responses and symptoms Norepinephrine at intermediate levels via α2A-receptors increases signal strength to all inputs,64 whereas high levels of norepinephrine reduce firing Dopamine, on the other hand, improves signal quality (reduced noise) by reducing neuronal activation/addressing of non-preferred inputs via D1 receptors.71 However, high D1 receptor stimulation suppresses neuron firing for all directions. As a result, the neuron loses both its spatial orientation and its responsiveness.71
Protein kinase C also impairs the PFC.80Protein kinase-γ and -ε play a role as stress sensors in the brain.81
This impairment of working memory is a quantitative change in memory functions.
In ADHD, working memory is impaired.
1.2.4. Neurophysiological correlates of acute stress and ADHD¶
1.2.4.1. Dopamine and norepinephrine receptor antagonists for the treatment of ADHD¶
Antagonists of D1 or D2 dopamine receptors have rarely been used to treat ADHD
Guanfacine, which is used particularly in ADHD-affected children and adolescents who do not respond to stimulants, acts as an α2-adrenoceptor agonist. Guanfacine thus covers the high-affinity α2-adrenoceptors, so that less norepinephrine is required to activate the PFC-or, after complete coverage of the α2-adrenoceptor, to now deactivate the PFC via the α1- or β-adrenoceptors. As a result, guanfacine acts as an indirect α1- and β-adrenoceptor agonist.
In ADHD, dopamine levels in the PFC (and striatum) are decreased.
Similarly, methylphenidate and amphetamine medications increase norepinephrine and dopamine levels in the PFC8226
Stimulants work the same for ADHD-HI as they do for ADHD-I.
As shown above, the functionality of the PFC is equally impaired when norepinephrine and dopamine levels are too low or too high. Too little norepinephrine or dopamine does not activate the PFC sufficiently to fully initiate working memory.
Thus, the working memory problems in ADHD appear to result from underactivation of the PFC, which can be remedied by appropriately dosed stimulants.
Acute stress is characterized by an increase in dopamine (and norepinephrine) in the PFC.
Chronic stress, on the other hand, can trigger decreased levels of dopamine in the PFC, which likewise impairs working memory.83 Since ADHD is a decades- to lifelong disorder, it is not surprising to find the consequences of chronic stress exposure.
The fact that dopamine levels in the PFC change drastically in chronic stress compared to acute stress corresponds to the changes with respect to cortisol levels in chronic, prolonged stress: whereas cortisol increases in response to stress in acute stress, especially in healthy individuals who are not pre-stressed, chronic stress (depending on the stress phenotype) shows comparatively flattened or exaggerated cortisol stress responses. The basal cortisol level (the cortisol diurnal cycle) is reduced in chronic stress in both stress phenotypes
In this context, it would be conceivable, in purely theoretical terms, that glucocorticoids, which contribute to the increase in dopamine levels in the PFC during stress, are no longer high enough to trigger an increase in dopamine in the PFC, especially in the externalizing stress phenotype (ADHD-HI/ADHD-C), which has a flattened cortisol stress response.
ADHD sufferers who live for several weeks in an extremely low-stimulus environment (alpine hut without Internet) are said to lose their ADHD symptoms, even if this only lasts as long as the low-stimulus environment persists. Even normal everyday life without special stressors restores the ADHD symptoms afterwards.
It would be interesting to learn whether in this condition stimulant administration then worsens the symptomatology. This could indicate that when the stress systems were calmed in an extremely low-stimulus environment, a return to a normal stress response and a normalization of dopamine levels in the PFC would occur.
A report about an alpine hut event for children with ADHD is not very positive.84
1.3. Learning behavior: automatic reactions instead of controlled conclusions¶
Stress (e.g., fear) alters mammalian learning behavior such that hippocampus-driven learning is replaced by striatum-driven stimulus-response learning.8586
This change in the memory networks involved is a qualitative change in memory functions.
Stress causes other qualitative changes, e.g., in visual memory.85
Stress reduces levels of BDNF and other neurotrophic factors. These are necessary for the brain’s neuroplasticity, i.e. the formation of new synapses, especially in the hippocampus - called “memory formation” or “learning.
ADHD is characterized by learning problems and correlates with decreased levels of BDNF and other neurotrophic factors. ADHD medications normalize the levels of neurotrophic factors.
The PFC is a controller over impulsive and emotionally driven behavior. Stress reduces this control of the PFC and thus increases impulsivity. Impulsivity is one of the central symptoms of ADHD.87
The PFC is a controller over impulsive and emotionally driven behavior. Impaired impulse control by the PFC due to stress correlates, for example, with drug addiction, smoking, alcohol consumption, and overeating88899091
In addition to the PFC, the anterior cingulate cortex (ACC), amygdala, and striatum are involved in addiction symptoms.88
ADHD correlates with significantly increased addiction problems and the brain regions mentioned are all involved in relation to ADHD symptoms.
The mPFC also appears to control stress responses by regulating the stress response of the mesoaccumbic dopamine system. Rats showed under 240 minutes of restraint stress14
Initial
A brief increase in norepinephrine in the mPFC
A brief increase in dopamine in the nucleus accumbens (a part of the striatum)
Then
A sustained increase in dopamine in the mPFC
A persistent decrease of dopamine in the nucleus accumbens, to below the resting level
A selective elimination (depletion) of norepinephrine in the PFC
Prevented the increase of noradrenaline in mPFC and
Prevented the increase of dopamine in the mPFC and the nucleus accumbens
A selective elimination (depletion) of mesocortical dopamine
Eliminated the increase of dopamine in the mPFC and
Eliminated the reduction of dopamine in the nucleus accumbens
Basal catecholamines remained unaffected
Accordingly, the opposing influences of norepinephrine and dopamine in the mPFC determine the stress-induced response of dopamine in the nucleus accumbens.
Repeated alcohol exposure in youth decreased dopamine levels in the nucleus accumbens (striatum) in adult rodents.92 and monkeys.93
In the nucleus accumbens, the dopamine level is also changed by prolonged stress. Depending on whether the stress is controllable or uncontrollable, an increase or decrease in dopamine levels is seen. Controllable stress causes a tonic dopamine increase, while uncontrollable stress causes a tonic dopamine decrease.94959697
The dopamine stress response in the nucleus accumbens appears to be biphasic. A short-term increase in dopamine is followed by a second phase in which dopamine levels depend on control over the stressor.98 Whereas short-term stress is accompanied by a mesolimbic increase in dopamine, long-term stress is characterized by a decrease in dopamine.99
During stress, the amygdala increases norepinephrine levels
By means of high levels of norepinephrine, the amygdala moderates anxiety and fear conditioning.100
Whereas conditioned fear is generated by phasically activated neurons, anxiety is generated by permanently activated neurons.101
ADHD correlates significantly with increased anxiety and comorbid anxiety disorders. Further, untreated ADHD significantly increases the risk for later anxiety disorders.
4. Neurophysiological correlates of stress sensitivity and stress resilience¶
Just as certain states and processes in the brain correlate with stress development and stress symptoms, there are also neurophysiological maps of stress sensitivity and stress resilience.
4.1. Asymmetric activity of the brain hemispheres¶
A stronger activation of brain regions correlates with a more intense perception of the emotions represented in this brain region. The right brain hemisphere tends to represent negative perceptions and feelings, the left brain hemisphere tends to represent positive ones. People with stronger left than right brain activity perceive positive emotions more intensely, and people with stronger right than left brain activity perceive negative emotions more intensely.102103104 One study was able to reproduce this only for certain methods of analysis. A recent review paper summarizes the state of the art on alpha asymmetry.105106
In humans, one study found lower left anterior and lower right posterior alpha activation in formerly depressed subjects than in never depressed subjects. This pattern resembles that of acutely depressed patients.107
Studies in rhesus monkeys showed that increased right frontal brain activity correlates with anxiety behavior and elevated blood plasma cortisol levels. Monkeys with increased right frontal brain activity have - stable over years - increased CRH levels in the cerebrospinal fluid.108
At the same time, the relative distribution of brain activity between left and right hemispheres is thought to represent a fairly constant personality trait.109 Infants at 10 months of age respond to positive faces with greater activity from left frontal brain regions.110
One study compared mice that showed pronounced stress responses to chronic stress with mice whose responses to chronic stress were indistinguishable from those of unstressed control mice
Stress-resilient mice showed:111
Lower norepinephrine levels in the ventral tegmentum than stress-prone mice
Unchanged noradrenaline levels in limbic areas, nucleus accumbens and PFC
Norepinephrine levels in the ventral tegmentum correlated with social interaction
Unchanged excitability of dopaminergic neurons in the ventral tegmentum compared to controls
Stress-prone mice showed:
Increased dopaminergic response in the ventral tegmentum
Higher dopamine levels in the nucleus accumbens
Unchanged dopamine levels in the PFC
This suggests higher dopamine release from the ventral tegmentum, which projects dopaminergically to the nucleus accumbens.
Stress-prone mice showed:
A reduced expression of the transcription factor c-fos in the locus coeruleus compared with controls and stress-resistant mice. This was fully explained by noradrenergic neurons projecting to the ventral tegmentum. However, the number of non-NE-activated cells (TH-negative) that projected to the ventral tegmentum and NE-activated cells (TH-positive) that did not project to the ventral tegmentum remained unchanged.
The reduced number of activated noradrenergic cells in the locus coeruleus that projected to the ventral tegmentum correlated with reduced social interaction time.
This suggests that both a reduced activation state of noradrenergic cells in the locus coeruleus projecting to the ventral tegmentum and a reduced amount of noradrenaline released into the ventral tegmentum correlate with vulnerability to emotional stress.
4.3. Even a single acute stress increases the sensitivity to stress¶
Even a single (severe) acute stress can cause long-lasting neuroplastic changes in dopaminergic cells of the ventral tegmentum (VTA) (similar to what drug abuse does) 113114115
VTA dopamine neurons are relatively depolarized in the ground state (baseline) and thus typically at or very close to the action potential threshold.113
Acute stress causes at dopamine neurons in the VTA113114
Induced long-term potentiation at glutamatergic (= exitatory) synapses
Increases calcium permeability and changes calcium dynamics
Thus subliminal stimulation can induce robust long-term potentiation119
Thereby increasing the future excitability of the postsynaptic nerve cell116
AMPA and NMDA receptors in the VTA mediate increased dopamine output in the mPFC to acute pain stress120
Blockade of AMPA and NMDA receptors in the VTA suppresses dopamine release in the mPFC in response to acute pain stress120
Blockade of glucocorticoid receptors in the mPFC disrupts the signaling circuit that mediates (on acute pain stress) the increased glutamate level in the VTA and the increased dopamine level in the mPFC.120
Blocked long-term potentiation at GABAergic (= inhibitory) synapses113114
This loss of long-term potentiation at inhibitory synapses on VTA dopamine neurons could remove the brake on the system and, in combination with the induced long-term potentiation at excitatory (glutamatergic) synapses, increase the responsiveness of VTA dopamine neurons to future stress or reward stimuli.112